Book Chapter 2
Concurrency: processes & threads 1
©Magee/Kramer 2nd Edition
Chapter 2
Processes & Threads
Concurrency: processes & threads 2
©Magee/Kramer 2nd Edition
concurrent processes
We structure complex systems as
sets of simpler activities, each
represented as a sequential process.
Processes can overlap or be
concurrent, so as to reflect the
concurrency inherent in the physical
world, or to offload time-consuming
tasks, or to manage communications or
other devices.
Designing concurrent software can be
complex and error prone. A rigorous
engineering approach is essential.
Concept of a process as
a sequence of actions.
Model processes as
finite state machines.
Program processes as
threads in Java.
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processes and threads
Concepts: processes – units of sequential execution.
Models: finite state processes (FSP)
to model processes as sequences of actions.
labelled transition systems (LTS)
to analyse, display and animate behavior.
Practice: Java threads
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2.1 Modeling Processes
Models are described using state machines,
known as Labelled Transition Systems LTS.
These are described textually as finite state
processes (FSP) and displayed and analysed by
the LTSA analysis tool.
♦ LTS – graphical form
♦ FSP – algebraic form
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modeling processes
A process is the execution of a sequential program. It is
modeled as a finite state machine which transits from
state to state by executing a sequence of atomic actions.
on
off
0 1
a light switch
LTS
a sequence of
actions or traceon off on off on off ……….
Can finite state models produce infinite traces?
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FSP – action prefix
If x is an action and P a process then (x-> P)
describes a process that initially engages in the action
x and then behaves exactly as described by P.
ONESHOT = (once -> STOP). ONESHOT state
machine
(terminating process)
once
0 1
Convention: actions begin with lowercase letters
PROCESSES begin with uppercase letters
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FSP – action prefix & recursion
SWITCH = OFF,
OFF = (on -> ON),
ON = (off-> OFF).
Repetitive behaviour uses recursion:
Substituting to get a more succinct definition:
on
off
0 1
SWITCH = OFF,
OFF = (on ->(off->OFF)).
And again:
SWITCH = (on->off->SWITCH).
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animation using LTSA
The LTSA animator can be
used to produce a trace.
Ticked actions are eligible
for selection.
In the LTS, the last action is
highlighted in red.
on
off
0 1
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FSP – action prefix
FSP model of a traffic light :
TRAFFICLIGHT = (red->orange->green->orange
-> TRAFFICLIGHT).
LTS generated using LTSA:
red orange green
orange
0 1 2 3
Trace:
red orange green orange red orange green …
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FSP – choice
If x and y are actions then (x-> P | y-> Q)
describes a process which initially engages in either of
the actions x or y. After the first action has
occurred, the subsequent behavior is described by P if
the first action was x and Q if the first action was y.
Who or what makes the choice?
Is there a difference between input and
output actions?
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FSP – choice
FSP model of a drinks machine :
DRINKS = (red->coffee->DRINKS
|blue->tea->DRINKS
).
LTS generated using LTSA:
Possible traces?
red
blue
coffee
tea
0 1 2
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Non-deterministic choice
Process (x-> P | x -> Q) describes a process which
engages in x and then behaves as either P or Q.
COIN = (toss->HEADS|toss->TAILS),
HEADS= (heads->COIN),
TAILS= (tails->COIN).
Tossing a
coin.
toss
toss
heads
tails
0 1 2
Possible traces?
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Modeling failure
How do we model an unreliable communication channel
which accepts in actions and if a failure occurs produces
no output, otherwise performs an out action?
Use non-determinism…
CHAN = (in->CHAN
|in->out->CHAN
).
in
in
out
0 1
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FSP – indexed processes and actions
Single slot buffer that inputs a value in the range 0 to 3
and then outputs that value:
BUFF = (in[i:0..3]->out[i]-> BUFF).
equivalent to
or using a process parameter with default value:
BUFF = (in[0]->out[0]->BUFF
|in[1]->out[1]->BUFF
|in[2]->out[2]->BUFF
|in[3]->out[3]->BUFF
).
indexed actions
generate labels of
the form
action.index
BUFF(N=3) = (in[i:0..N]->out[i]-> BUFF).
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FSP – indexed processes and actions
const N = 1
range T = 0..N
range R = 0..2*N
SUM = (in[a:T][b:T]->TOTAL[a+b]),
TOTAL[s:R] = (out[s]->SUM).
index expressions to
model calculation:
in.0.0
in.0.1
in.1.0
in.1.1
out.0
out.1
out.2
0 1 2 3
Local indexed process
definitions are equivalent
to process definitions
for each index value
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FSP – guarded actions
The choice (when B x -> P | y -> Q) means that
when the guard B is true then the actions x and y are
both eligible to be chosen, otherwise if B is false then
the action x cannot be chosen.
COUNT (N=3) = COUNT[0],
COUNT[i:0..N] = (when(i
|when(i>0) dec->COUNT[i-1]
).
inc inc
dec
inc
dec dec
0 1 2 3
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FSP – guarded actions
A countdown timer which beeps after N ticks, or can be
stopped.
COUNTDOWN (N=3) = (start->COUNTDOWN[N]),
COUNTDOWN[i:0..N] =
(when(i>0) tick->COUNTDOWN[i-1]
|when(i==0)beep->STOP
|stop->STOP
).
start
stop
tick
stop
tick
stop
tick beep
stop
0 1 2 3 4 5
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FSP – guarded actions
What is the following FSP process equivalent to?
const False = 0
P = (when (False) doanything->P).
Answer:
STOP
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FSP – process alphabets
The alphabet of a process is the set of actions in
which it can engage.
Process alphabets are
implicitly defined by the
actions in the process
definition.
The alphabet of a process
can be displayed using the
LTSA alphabet window.
Process:
COUNTDOWN
Alphabet:
{ beep,
start,
stop,
tick
}
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FSP – process alphabet extension
Alphabet extension can be used to extend the implicit
alphabet of a process:
Alphabet of WRITER is the set {write[0..3]}
(we make use of alphabet extensions in later chapters)
WRITER = (write[1]->write[3]->WRITER)
+{write[0..3]}.
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Revision & Wake-up Exercise
In FSP, model a process FILTER, that exhibits the
following repetitive behavior:
inputs a value v between 0 and 5, but only outputs it if
v <= 2, otherwise it discards it.
FILTER = (in[v:0..5] -> DECIDE[v]),
DECIDE[v:0..5] = ( ? ).
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2.2 Implementing processes
Modeling processes as
finite state machines
using FSP/LTS.
Implementing threads
in Java.
Note: to avoid confusion, we use the term process when referring to
the models, and thread when referring to the implementation in Java.
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Implementing processes – the OS view
A (heavyweight) process in an operating system is represented by its code,
data and the state of the machine registers, given in a descriptor. In order to
support multiple (lightweight) threads of control, it has multiple stacks, one
for each thread.
D ata Code
OS Process
D escriptor
Thread 1 Thread 2 Thread n
Stack Stack Stack
D escriptor D escriptor
D escriptor
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threads in Java
A Thread class manages a single sequential thread of control.
Threads may be created and deleted dynamically.
The Thread class executes instructions from its method
run(). The actual code executed depends on the
implementation provided for run() in a derived class.
Thread
run()
MyThread
run()
class MyThread extends Thread {
public void run() {
//……
}
}
Creating a thread object:
Thread a = new MyThread();
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threads in Java
Since Java does not permit multiple inheritance, we often
implement the run() method in a class not derived from Thread but
from the interface Runnable.
Runnable
run()
MyRun
run()
public interface Runnable {
public abstract void run();
}
class MyRun implements Runnable{
public void run() {
//…..
}
}
Thread
target
Creating a thread object:
Thread b = new Thread(new MyRun());
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thread life-cycle in Java
An overview of the life-cycle of a thread as state transitions:
Created Alive
Terminated
new Thread()
start()
stop(), or
run() returnsstop()
The predicate isAlive() can be
used to test if a thread has been started but
not terminated. Once terminated, it cannot
be restarted (cf. mortals).
start() causes the thread to call its
run() method.
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thread alive states in Java
Once started, an alive thread has a number of substates :
Runnable Non-Runnable
suspend()
resume()
yield()
Running
dispatch
suspend()
start()
stop(), or
run() returnsAlso, wait() makes a Thread Non-Runnable,
and notify() makes it Runnable
(used in later chapters).
sleep()
Alive
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Java thread lifecycle – an FSP specification
THREAD = CREATED,
CREATED = (start ->RUNNABLE
|stop ->TERMINATED),
RUNNING = ({suspend,sleep}->NON_RUNNABLE
|yield ->RUNNABLE
|{stop,end} ->TERMINATED
|run ->RUNNING),
RUNNABLE = (suspend ->NON_RUNNABLE
|dispatch ->RUNNING
|stop ->TERMINATED),
NON_RUNNABLE = (resume ->RUNNABLE
|stop ->TERMINATED),
TERMINATED = STOP.
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Java thread lifecycle – an FSP specification
end, run,
dispatch are
not methods of
class Thread.
States 0 to 4 correspond to CREATED, TERMINATED, RUNNABLE,
RUNNING, and NON-RUNNABLE respectively.
start
stop
stop
suspend
dispatch
stop
suspend
sleep
yield
end
run
stop
resume
0 1 2 3 4
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CountDown timer example
COUNTDOWN (N=3) = (start->COUNTDOWN[N]),
COUNTDOWN[i:0..N] =
(when(i>0) tick->COUNTDOWN[i-1]
|when(i==0)beep->STOP
|stop->STOP
).
Implementation in Java?
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CountDown timer – class diagram
Applet
init()
start()
stop()
run()
tick()
beep()
Runnable
CountDown
NumberCanvas
setvalue()
Threadcounter
display
target
The class NumberCanvas
provides the display canvas.
The class CountDown derives from Applet and contains the
implementation of the run() method which is required by Thread.
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CountDown class
public class CountDown extends Applet
implements Runnable {
Thread counter; int i;
final static int N = 10;
AudioClip beepSound, tickSound;
NumberCanvas display;
public void init() {…}
public void start() {…}
public void stop() {…}
public void run() {…}
private void tick() {…}
private void beep() {…}
}
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CountDown class – start(), stop() and run()
COUNTDOWN Model
public void start() {
counter = new Thread(this);
i = N; counter.start();
}
public void stop() {
counter = null;
}
public void run() {
while(true) {
if (counter == null) return;
if (i>0) { tick(); –i; }
if (i==0) { beep(); return;}
}
}
start ->
stop ->
COUNTDOWN[i] process
recursion as a while loop
STOP
when(i>0) tick -> CD[i-1]
when(i==0)beep -> STOP
STOP when run() returns
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CountDown
counter thread
start()
new Thread(this)
target.run()
createdcounter.start()
alive
terminated
init()
tick()
beep()
CountDown execution
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CountDown
counter thread
stop()
new Thread(this)
target.run()
createdcounter.start()
counter=null
alive
terminated
tick()
tick()
CountDown execution
start()
init()
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Summary
Concepts
process – unit of concurrency, execution of a program
Models
LTS to model processes as state machines – sequences of
atomic actions
FSP to specify processes using prefix “->”, choice ” | ”
and recursion.
Practice
Java threads to implement processes.
Thread lifecycle – created, running, runnable, non-
runnable, terminated.